Securities Reconciliation

Securities, Positions & Trades Reconciliation

Automate intraday positions reconciliation — match internal ledgers against custodian and counterparty records, identify breaks instantly, and ensure regulatory compliance across all asset classes.
Why ReconArt

How ReconArt Streamlines Securities & Positions Reconciliation

  • Automated, intraday positions reconciliation

    Match internal ledgers and cash transfers against counterparty records to ensure regulatory compliance and satisfy contract obligations — in real time.
  • Data clean-up and enrichment

    Standardize third-party statement data from custodians, brokers, and internal systems. Support for MT SWIFT messages, XLS, XML and industry-specific formats.
  • Integrated trade details and granular audit trail

    Capture client account movements and position balances, aligning settlement instructions and cash receipts for enhanced investigation, documentation and record keeping.
  • Break identification and resolution

    Instantly detect discrepancies in positions across multiple sources. Categorize and resolve breaks efficiently with automated workflows and escalation rules.

  • Real-time risk and error visibility

    Get instant insights into operational gaps and financial risks across custodians, brokers, and internal systems. Automate the classification of risk-carrying breaks for faster resolution and reporting.

  • Regulatory compliance and reporting

    Automate reconciliations aligned with CASS 6 & 7 obligations to safeguard client money and custody assets, while supporting EMIR derivative trade reporting requirements — with built-in audit-ready workflows.

Process

How It Works From custodian feeds to certified position reconciliation

Data Sources

Custodians

Broker Feeds

Prime Brokers

Internal Ledger

Trading Systems

Normalise

Normalisation Format Standardization

Transforms heterogeneous formats into a unified schema — standardises ISINs, CUSIPs, currencies, and settlement dates.

Matching Engine

Matching Engine Rule-Based Reconciliation

Configurable rules for multi-source position matching with tolerance thresholds, lot-level reconciliation, and auto-classification.

Exceptions

Exception Management Break Resolution

Auto-categorisation of breaks by type, aging analysis, risk classification, and escalation workflows.

Key Benefits

Key Benefits of ReconArt Securities Reconciliation Software

ReconArt simplifies and automates securities, positions and trades reconciliation, ensuring accuracy, compliance, and operational efficiency across your back-office function.
01

End-to-end securities reconciliation

A single, fully integrated solution for reconciling any financial instrument and asset class across multiple sources — equities, fixed income, derivatives, and more.

02

Industry-standard format support

Different file formats supported out of the box including MT SWIFT messages, XLS, XML, FIX, and other industry-specific formats.

03

Flexible and configurable setup

Supports positions reconciliation workflows tailored to your business, whether by client, fund, portfolio, or counterparty.

04

User-friendly and self-sufficient

Designed for finance and operations teams to manage daily positions reconciliation independently, with minimal reliance on IT resources.

05

Scalable across asset classes

Easily adapts to growing trade volumes, new asset classes, and evolving reconciliation requirements, ensuring long-term efficiency.

06

Drives higher STP rates

Surfaces the patterns, flows, and time dependencies behind unmatched positions and supports iterative refinement of matching rules and consistently higher STP rates.

Analytics

Positions Reconciliation Dashboards

ReconArt gives investment operations teams a structured, auditable view of their securities and positions reconciliation across every custodian, counterparty, and asset class – updated intraday. Position breaks are surfaced the moment they appear, and tracked through to resolution with a complete audit trail. Whether you are managing equities, fixed income, or derivatives, every discrepancy is owned, documented, and reportable – so your team resolves breaks before they become settlement failures or regulatory incidents.

  • Intraday position match rates and break trends tracked across periods, so improvements to matching rules and data quality are immediately visible in the numbers
  • Full audit trail from trade capture to certified position sign-off, supporting CASS 6 & 7, EMIR, and MiFID II reporting requirements
position-groups
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